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Regulation

SEC Investor Advisory Committee to Host Sept. 10 Meeting

The US shareholder activism environment is maturing and increasingly complex, characterized by new players, evolving tactics, and shifting boardroom dynamics. This report, a complement to The Conference Board annual Pro…

39 min read

Ripple Labs Shares Show Up In Kinetics SEC Filing

Kinetics funds have disclosed holdings of Ripple Labs Preferred A shares in SEC filings, with positions valued at $82,106 for 625 shares and $164,213 for 1,250 shares. The disclosures point to continued institutional in…

1 min read

NI employers named for not paying staff minimum wage

Thirty-six businesses in Northern Ireland, including a care provider, hotels and solicitors, have been named for failing to pay their employees the minimum wage, according to the Department for Business and Trade (DBT).

4 min read

HSBC raises Treasury yield forecasts on more hawkish Fed outlook

Federal Reserve Chair Kevin Warsh delivered a hawkish debut performance at his first policy-setting meeting. While the Federal Open Market Committee (FOMC) voted unanimously to hold interest rates steady, the Summary of…

7 min read

Oil pulls back, Broadcom disappoints - what’s moving markets

The S&P 500 (^GSPC +0.46%) fell 0.17% to 7,786, the Nasdaq Composite (^IXIC +0.45%) lost 0.28% to 26,729, and the Dow Jones Industrial Average (^DJI +0.56%) slipped 0.20% to 53,732 as disappointing economic data stalled…

1 min read

Crypto Groups Push SEC for Tailored Rules on Novel ETFs

Crypto firms, asset managers, market makers and consumer advocates pressed the Securities and Exchange Commission with competing plans for regulating a new generation of exchange-traded products, spanning crypto, privat…

4 min read